If you're reading this magazine, you've likely been trading stocks and options for a bit and been around the block a few times. But the futures market? Perhaps ...
After the Schwab-TD merger, rival firms are re-thinking the settlement process, testing new pricing models, and improving advisor efficiency and *service*. Is David ...
OCC, the world's largest equity derivatives clearing organization, today announced two new members of its Board of Directors: JJ Kinahan, Chief Market.
Despite explicit rules from FINRA regarding good faith violations, clients are often confused about the when, why, and how. Here's what you should know about ...
When trading in a cash account, understand the three different types of cash account violations you could encounter: free ride violation, good faith violation, and ...
We want to make sure you have answers to your most frequently asked questions about your TD Ameritrade accounts. Please find resources for your important ...
As Gary Gensler's expected confirmation as head of the SEC approaches, Charles Schwab is gearing up for his impending regulatory agenda, and in particular, ...
Robinhood has brought a large amount of people into the market and made investing less intimidating. However, with the recent announcement of a $65 million ...
Charles Schwab Corp. and TD Ameritrade Holding Corp. have sent shareholders additional information about the assumptions used for determining the value of ...
The time to learn about options exercise and assignment is before taking a position, not afterward. This guide can help you navigate the dynamics of options ...
Learn how the VIX, VIX futures, and VIX options work together to help traders increase market awareness, make more informed options trading decisions, and ...
It's the second round of announced layoffs after last year's mega merger. In October, Schwab said it was laying off 1,000 employees, or about 3% of the ...
What exactly happens when a futures contract expires? Can you end up with a few semitrucks full of corn in your cul-de-sac at settlement? The short answer is ...
Apple announced a 4-for-1 stock split effective August 31, 2020. Find out what a stock split means for your outstanding stock and options positions from TD ...
WASHINGTON—Robinhood Financial LLC has agreed to pay $65 million to settle regulatory claims that it didn't sufficiently disclose its business deals with ...
Most equity options expire at the close of trading on a Friday afternoon (PM-settled). Some cash-settled indices like SPX, NDX, and RUT expire on the open of ...
Congressional Democrats called on regulators to enact stricter oversight of commission-free trading apps in interviews with MarketWatch, in the wake of online ...
Robinhood Markets Inc. has added four more lawyers to its expanding in-house legal and compliance team as the company copes with increased regulatory ...
With Thursday set for TD and Schwab virtual shareholder votes, August is circled on the calendar for a 'Schwabitrade' close, memos suggest, with the TD brand ...
Options expiration day can be a time of volatility, opportunity and peril. Trading and selling options on expiration day requires an understanding of the process, ...
TD Ameritrade Inc. and a blind customer who claimed she could not access key pages of the broker-dealer's website in an alleged violation of the Americans ...
The global foreign exchange (FX) market is deep, liquid, and traded virtually around the clock. If you're an option trader in search of a new asset class to trade, ...
Twenty days after closing its $22 billion deal for TD Ameritrade, Charles Schwab is cutting about 1,000 employees in an effort to reduce redundancy, according ...
Small investors and others watching the market gyrations around GameStop Corp. and other stocks have learned a long list of trading terms, including short ...
The crucial role played by clearing houses in financial markets has been thrust into the spotlight after contentious moves by US brokers such as Robinhood and ...
There are many volatility products that are derived from or correlated to the VIX. Understanding the relationship between these products can help identify their ...
TD Bank on Thursday agreed to pay $97 million in restitution to approximately 1.42 million customers, as well as a $25 million civil penalty to settle allegations ...
A favorite hedge among options traders, SPX options have one major blemish: they settle the day after trading. Say goodbye to the old, and say hello to SPXpm.
A topic that has gotten lots of attention on Wall Street over the last few days is a requirement that stocks be physically deposited in an account within two days.
The acquisition established a $6 trillion-giant operating as a mutual fund company, RIA custodian, bank, retail brokerage and national wealth management firm.
Discover all of the reasons why you should choose TD Ameritrade as the best online broker for your needs- whether you are a beginner or experienced trader.
With thinkorswim Desktop® you get access to elite-level trading tools and a platform backed by insights, education, and a dedicated trade desk. Experience the ...
Topics will likely include Citadel's relationship with Robinhood and Melvin Capital, why brokerages shut down trading and how to protect retail investors.
An Illinois federal judge on Thursday said the COVID-19 pandemic was to blame for oil futures dropping into negative prices in April and not TD Ameritrade Inc.
Sidley Austin LLP, Deloitte & Touche LLP, and a handful of other firms secured final approval of a $220 million settlement in Oregon federal district court ...
Morgan Stanley's bid to expand its brokerage services to a younger, less affluent cohort of investors advanced on Friday when E*Trade Financial Corp. said its ...
Interactive Brokers was fined a total of $38m by three US financial agencies and regulators on Monday over anti-money laundering and reporting violations.
Drawing howls from users, Robinhood and other major online brokerages took the highly unusual step of curbing trading today. Now the lawsuits are starting to ...
A class action lawsuit filed by lead counsel, R Tamara de Silva in the Northern District of Illinois alleges that one of the largest brokerage firms in the world, TD ...
The Schwab CEO, his COO and CFO, say 'unprecedented' demand makes it even difficult to choose what year it'll unify brands and systems with TDA ; still it will ...
Honda Motor Co said on Tuesday it will recall about 761000 vehicles worldwide to replace fuel pumps that could fail and lead to engine problems. The recall ...
Thousands of traders just like you are using Benzinga Options to learn the formula that Nic Chahine uses to earn a full-time living. Click here to see how you can ...
Actively trading in an IRA may be a way for some people to attempt to manage risk and potentially increase their income stream in retirement—while enjoying ...
In November 2019, the Charles Schwab Corporation and TD Ameritrade Holding Corporation announced their entrance into a definitive agreement for Schwab ...
Both cash and margin accounts let you buy and sell investments, but margin accounts come with special features for advanced investors. Here's how to decide ...
Yesterday many big retail brokerage firms told their customers that they would no longer be able to buy GameStop Corp. stock because it was getting too crazy.
In this edition of their Commercial Division Update Thomas J. Hall and Judith Archer address several recent decisions on applications to compel or stay ...
Robinhood, the online trading app heralded by some as a democratizing force to empower small investors, has spent the past few years nurturing a close ...
Brisbane, Australia - Clean lithium developer Lake Resources NL announced today it has secured DTC approval to allow real-time electronic clearing and ...
After months of inquiry, the Department of Justice closed its antitrust investigation into Charles Schwab's anticipated acquisition of TD Ameritrade, according to ...
Charles Schwab swamped amid "flash-mob trading," creating historic trading volume, even as trading restrictions at Robinhood look like the upstart brokerage ...
Short selling aims to provide protection or profit during a stock market downturn, but it can be risky. Plus, it requires a margin account. Learn the mechanics of ...
Activities cited include suspicious trading, questionable transfers, and potentially false and misleading statements. September 24, 2018; By Bruce Kelly; Bruce ...
Thousands of investors are using a consumer-focused online *service* called DoNotPay.com to automatically join a class-action lawsuit against trading platform ...
As social media giant Facebook prepares to release and discuss Q4 and full-year earnings for 2020, analysts may be weighing solid ad revenue growth versus ...
By Tiziano Frateschi. Paul Tudor Jones (Trades, Portfolio)' Tudor Investment Corp. sold shares of the following stocks during the third quarter, which ended on ...
A TD Ameritrade shareholder in New Jersey files to block the merger, claiming inadequate disclosure of assumed valuations used by firms and their bankers.
Thousands of traders just like you are using Benzinga Options to learn the formula that Nic Chahine uses to earn a full-time living. Click here to see how you can ...
Law360 (December 11, 2020, 6:39 PM EST) -- A federal judge's friendship with the husband of a woman leading a class action accusing TD Ameritrade of ...
Open & fund your account and start trading the same day. Electronic funding is easy and safe with TD Ameritrade's five ways to fund, including rollovers ...
A Finra arbitration panel ordered TD Ameritrade Inc. to pay an investor $720,816 in a case involving an alleged lack of oversight of an investment adviser to ...
Data from the US securities regulator for August 2020 shows that registered retail FX platforms lost more than $13 million in clients' deposits, coming in at $556 ...
A TD Ameritrade Holding Corp. shareholder on Wednesday filed a putative class-action lawsuit attempting to derail the discount brokerage firm's acquisition by ...
Options contract terms differ by product type. Know the difference between options multipliers, tick sizes, and delivery terms before you trade or invest.
A week after Robinhood Markets tried to clear the air by explaining why it slapped controversial limits on trading hot stocks, Wall Street's risk professionals are ...
A deadly pandemic has you stuck at home and out of work. You've finished watching Tiger King, and trading turnips on Animal Crossing's Stalk Market no longer ...
The Blue Wave in Washington might mean more environmental liabilities for the industrial conglomerate 3M, according to Bank of America analyst Andrew Obin, ...
Investors looking to purchase securities can do so using a brokerage account. The two main types of brokerage accounts are cash accounts and margin ...
